Finance

Financial Services Incident Reporting, Case Management & Compliance

The D3 solution has been chosen by many leading Financial organizations in order to leverage the most advanced, best of breed Incident Reporting, Case Management and Compliance technology available today. Financial organizations can now leverage turn-key vertical applications offered by D3 which incorporate D3’s wealth of experience and expertise, through pre-configured forms and features that incorporate Financial industry best practices, reducing implementation time, energy and complexity. Out of the box forms, tasks and related reports can include:

  • Suspicious Activity Report
  • OFAC Violation
  • Loan Fraud
  • Money Laundering
  • Facility Break and Enter
  • Privacy Incident
  • Account Takeover
  • Lost Laptop / Mobile device
  • Safety / Liability Hazard

 

Multi-site, Multi Departmental Solution

Incident report access controls Simple end to end solution, with unlimited scalability that can quickly be implemented across each location, facility and department. Utilizing role, group and site based access to information, link incident reports, tasks, and case management records between multiple sites, groups and individuals for collaboration on a single record.

Analysis Reports and Analytics

Analysis Reports D3's Analysis Reports feature enables users to set vertical, horizontal and column criteria for bar and list reports using any data in the system. Analysis Reports can then be saved, exported or published to other users. The optional Analytics feature allows users to harness the most advanced, powerful data analysis technology available on the market today.

Workflow and Notifications

Workflow and Notifications The system automates the approval process of an incident report or case investigation, automatically sending notifications, assigning tasks and managing escalations to appropriate individuals depending on the incident type, priority, time, status and custom criteria.

Mobile Enabled

Mobile Incident ReportingCreate incident reports, receive dispatches, view activities and read procedure documentation all from a windows mobile device. With mobile devices featuring cameras, users can attach relevant pictures to an incident report.